Dubai regulator fines E*trade $200,000 (Reuters)
DUBAI (Reuters) – E*Trade Financial Corp has been fined $200,000 by a controller in the United Semite Emirates for breaching anti-money laundering controls, the topical controller said on Sunday.
Dubai Financial Services Authority (DFSA), which is the controller for the Nasdaq metropolis bourse, said it fined E*Trade for imperfectness to obtain decent evidence of its clients' source of riches and for not providing competent come details for whatever of its clients.
No one at E*Trade could immediately be reached for comment.
(Reporting by Matt Smith; Editing by Greg Mahlich)
Source
Subscribe to:
Post Comments (Atom)
0 comments:
Post a Comment